Financial Markets

Total 28 Posts

Beijing Drafts Measures on Cybersecurity in Securities and Futures Sector

China's securities regulator is currently soliciting public comments on a recently issued draft of measures on cybersecurity issues in the securities and futures sector. The comments are due by May 29.
SEC

SEC Adds 80-Plus Companies for Potential Delisting

The U.S. Securities and Exchange Commission (SEC) recently added nearly 90 companies in the technology, biotech, airline and auto sectors to its list of companies that fail to comply with U.S. auditing requirements and are therefore subject to possible delisting.

What Is in China's New Futures and Derivatives Law?

China's legislative body recently passed its first Futures and Derivatives Law after nearly a decade of work. The law aims to provide a legal basis for various activities in the market, as well as cross-border transactions. The new law will take effect on August 1.
SEC

SEC Identifies 29 Firms in April for Potential Delisting

So far this month, the U.S. Securities and Exchange Commission (SEC) has identified another 29 firms that failed to comply with U.S. auditing requirements and are therefore subject to possible delisting.

CSRC Proposes New Rules to Avoid U.S. Delistings

In a draft regulation, the China Securities Regulatory Commission (CSRC) and several other agencies recently updated rules governing audit and accounting information of domestic companies listed abroad. The new rules could potentially remove some hurdles for U.S. regulators to access Chinese listed companies' audit working papers.

China Finalizes 2022 Negative List for Market Access

China's National Development and Reform Commission and Ministry of Commerce recently issued the 2022 version of the negative list for market access, along with certain requirements for agencies to implement the list.
SEC

SEC Adds One Chinese Company for Delisting

The U.S. Securities and Exchange Commission (SEC) added one Chinese company to the provisional list of companies that fail to comply with U.S. auditing requirements.
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